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Our Financial Planning Process

Our financial planning process is transparent and time-tested. Below are the steps we will walk through, all centered around discovering your goals and working toward them:

  1. Establish a Trusting Relationship – We want to know where you are, how you got there and where you’d like to go. This provides a holistic perspective of your portfolio as we define the intersection between your objectives and the strategies we can provide.
  2. Collect Personal Finance Information – At this point, we’ll seek to obtain as much quantitative and qualitative information as necessary. More importantly, we’ll specifically identify areas of education planning, retirement planning, estate planning, or other requested areas that may benefit you. Your goals lay the foundation of our partnership. Through gaining a full understanding of your current situation, we can develop a comprehensive model of your financial life.
  3. Establish Goals & Vision – We use state-of-the-art technology and a variety of analytical tools to evaluate your financial picture. While conducting our in-depth analysis, we can detect any gaps between your objectives and risk tolerance.
  4. Analysis of Personal Financial Situation – Based on our analysis, we develop recommendations in the context of the proposed strategy. In addition, we provide alternative scenarios along with solutions to assist you in reaching your financial goals.  Keeping your best interests in mind, all of our plans are dependent on your approval.
  5. Implement Plan* – We work with you to determine how to best implement each aspect of your financial plan. As your advocate, we will hire the most competitive companies before putting your plan into action. While implementing your custom strategies, we will coordinate with additional members of your financial team to ensure total integration.
  6. Monitor and Review Plan* – We prioritize consistent communication every step of the way, and we will work diligently to ensure all areas of your plan meet your expectations. As the market changes and your personal needs evolve, we will stay vigilant and work alongside you to promote your best interests.

As advocates of your continued success, our open-architecture firm was designed to connect you with the best products for your unique financial profile. Contact us today to get started.


*Financial plan recommendations can be implemented with the advisor of your choosing. Implementation of specific products or services may result in commissions or fees outside of the financial plan fee. Periodic reviews of your financial plan may require a new planning agreement and result in additional fees.